Santefort Investment Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$108,076,000
Total clients
456
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
456
Average account size
$237,009
About
The firm advises individuals, high-net-worth individuals, trusts and business entities and also provides services to employer-sponsored retirement plans. It offers discretionary asset management, retirement-plan consulting as a 3(21) fiduciary, public educational seminars and workshops, and sells fixed insurance products as a licensed insurance agent.
Investment programs are tailored to client goals, time horizons and risk tolerance and employ a mix of fundamental, technical, charting and cyclical analysis, with accounts typically managed on a discretionary basis. To implement strategies and scale oversight, the firm uses third-party managers and platforms (including Envestnet and an American Funds platform), may hire sub‑advisors, and provides periodic (generally quarterly) reviews and reporting.
The firm is a solo practice but operates an unusually large client roster for a single advisor, relying on third‑party platforms and sub‑advisors to support that volume. The managing member also functions as a licensed insurance agent—devoting roughly 40% of his time to insurance activities—which is disclosed as a potential conflict of interest, and the combination of ERISA 3(21) pension consulting and free public seminars is atypical among similar independent firms.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Options & derivatives strategies
Fee options
$0 - $100,000: 1.20% annually $100,001 - $250,000: 1.15% annually $250,001 - $500,000: 1.05% annually $500,001 - $750,000: 1.00% annually $750,001 - $1,000,000: 0.90% annually $1,000,001 - $2,000,000: 0.80% annually Over $2,000,001+: Negotiable
SIG sells fixed insurance products for commissions.
Fee-only: Annual investment advisory fees based on asset tiers as above; fees billed quarterly in advance; fees may be negotiable.
Main office location
Santefort Investment Group, LLC
2433 Ontario St, Suite A
Schererville IN 46375, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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