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Sampatti financial llc

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Client assets under management

$26,780,000

Clients

61

16% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

31

Low

Average account size

$439,016

About

Sampatti Financial LLC provides discretionary asset management and employee benefit plan advisory services to individuals, high‑net‑worth clients and small businesses. The firm manages roughly $26.8 million across about 61 client relationships and documents services and trading authority in written asset management agreements.

The firm’s investment process blends fundamental, technical and charting analysis and deploys a range of strategies from long‑term holdings to frequent trading, including options, futures, short sales and margin positions. Portfolios are managed on a discretionary basis and adjusted according to each client’s risk tolerance and objectives, with the firm actively monitoring accounts and permitting clients to impose reasonable investment restrictions.

What distinguishes Sampatti Financial from many peers is its offering of performance‑based fee arrangements for Qualified Investors — a quarterly profit fee of 17–25% above a high‑water mark while a management fee may also be charged — a structure that is uncommon among supported firms. The firm also operates with a small two‑advisor team, requires custody through Interactive Brokers, and is led by principals with technical and engineering backgrounds, one of whom maintains concurrent full‑time consulting employment while participating in firm management.

Client services

Portfolio management

Expertise

Options & derivatives strategies Active portfolio management

Fee options

Percentage

0.35% to 2.50% annually (negotiable based on client type and complexity)

Performance-based

For Qualified Investors with at least $1,000,000 under management or net worth exceeding $2,000,000, quarterly performance fees ranging from 17% to 25% of profits using a high-water mark; management fee also charged.

Other

Account minimum: $50,000 minimum (may be waived at the sole discretion of the Advisor) Fee-only: Asset management fees based on percentage of assets under management, billed monthly in arrears, ranging from 0.35% to 2.50% annually.

Main office location

Sampatti financial llc

Leesburg VA, United States

Number of offices

2

Most active in

More info

California · Texas · Virginia

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

X 2409887509

Advisors at this firm

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Abdul M

Series 65

Leesburg, VA

Sampatti financial llc

Abdul Mallick is a financial advisor at Sampatti Financial LLC with seven years of industry experience. He holds a Series 65 designation and has worked at firms including Capital One, Flying Phase, and currently serves as a consultant with Datsura, focusing on data analysis and report preparation. Mallick balances his consulting role with his responsibilities at Sampatti Financial. Sampatti Financial LLC provides discretionary asset management and employee benefit plan advisory services to individuals, high-net-worth clients, and small businesses. The firm employs a blend of fundamental, technical, and charting analysis to manage portfolios on a discretionary basis, offering performance-based fee arrangements for qualified investors and operating with a two-advisor team.

Options & derivatives strategies Active portfolio management
user avatar

Tirumala K

Series 65

Leesburg, VA

Sampatti financial llc

Tirumala Kollur is a financial advisor at Sampatti Financial LLC with 10 years of industry experience. He holds a Series 65 designation and has worked at Sampatti Financial since 2015, as well as at Isolvers Inc and CGH Technologies, Inc. Kollur is based in Leesburg, VA. Sampatti Financial LLC provides discretionary asset management and employee benefit plan advisory services to individuals, high-net-worth clients, and small businesses. The firm employs a blend of fundamental, technical, and charting analysis across various investment strategies, managing portfolios on a discretionary basis tailored to clients’ risk tolerance and objectives.

Options & derivatives strategies Active portfolio management
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