Saliba Asset Management L.L.C.

Saliba Asset Management provides discretionary investment management and related financial consulting to individuals — including high net worth clients — as well as trusts, estates, charitable organizations and retirement plans; the firm manages roughly $53.5 million for about 50 clients and also accepts one-off investment consultation and financial planning engagements. The firm documents client objectives and constraints in a Private Client Profile and conducts ongoing account oversight.

Portfolios are constructed from individual equities, mutual funds, ETFs, debt securities and, in select situations, limited partnerships or private placements, with investment decisions informed by fundamental, technical, charting and cyclical analysis. The firm generally exercises discretionary trading authority and maintains daily, weekly and quarterly monitoring and reporting routines tied to each client’s stated objectives.

Noteworthy disclosures in the brochure include a prior compliance matter in which the firm served two clients in a state before completing required adviser registration and then initiated registration once informed, a disclosure that is uncommon among peers. The firm’s principal also performs income tax return preparation for some clients and the firm may advise on or facilitate holdings in closely held private companies, including circumstances where the firm or principal receives compensation from those private companies — matters the brochure describes and discloses.