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Saint Francis Capital

Updated today

Client assets under management

$36,401,606

Clients

78

15% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

26

Low

Average account size

$466,687

About

Saint Francis Capital provides discretionary investment management to individual and high‑net‑worth clients, managing roughly $36.4 million across about 78 accounts and maintaining a $50,000 minimum. The firm offers continuous, tailored portfolio supervision and does not participate in wrap‑fee programs.

Its investment approach is rooted in fundamental analysis supplemented by technical, chart‑based, and cyclical macroeconomic considerations; advisors conduct primary research and establish client‑specific investment policies and asset‑allocation targets. Accounts are typically managed on a discretionary basis with quarterly reviews and fee deductions processed through a recommended custodian.

Noteworthy features include an owner‑managed structure with a small, three‑advisor team and a principal who previously served as an airline captain, indicating an atypical professional background for a wealth manager. The firm also discloses that it will not vote client proxies and does not provide separate advisory reports to clients, relying on custodian confirmations and statements, and it reports no soft‑dollar benefits, outside compensation, or performance‑based fees.

Client services

Portfolio management

Expertise

Wealth management

Fee options

Percentage

1.5% annually

Other

Account minimum: $50,000

Main office location

Saint Francis Capital

359 Rockwell Church Road Ne

Winder GA 30680, United States

Number of offices

2

Most active in

Georgia · Louisiana · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael S

Series 65

Winder, GA

Saint Francis Capital

Michael Stetson is a financial advisor at Saint Francis Capital in Winder, GA, holding a Series 65 designation with 10 years of industry experience. He has been with Saint Francis Capital since 2015 and also serves as a senior advisor at Perpetual Trustees. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios based on fundamental valuation, technical indicators, and macroeconomic factors. The firm oversees approximately $37.6 million in discretionary assets and emphasizes a mixed-methods research approach tailored to client objectives and risk tolerance.

Wealth management
user avatar

Vincent C

Series 63, Series 65

Winder, GA

Saint Francis Capital

Vincent Caine is a financial advisor with Saint Francis Capital, holding Series 63 and Series 65 licenses and 14 years of industry experience. He also serves as president and owner of RC Whatley & Company, a business consulting firm. Caine has worked at RC Whatley & Company since 2015 and joined Saint Francis Capital in 2022. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios with an investment approach that combines fundamental valuation, technical indicators, and macroeconomic analysis. The firm oversees approximately $37.6 million in discretionary assets and focuses on individualized investment policies tailored to client objectives and risk tolerance.

Wealth management
user avatar

Kaye R

Series 65

Houston, TX

Saint Francis Capital

Kaye Riggs is a financial advisor with Saint Francis Capital in Houston, TX, holding a Series 65 designation and 15 years of industry experience. She has been with Saint Francis Capital since 2013. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios based on fundamental valuation, technical indicators, and macroeconomic factors. The firm oversees approximately $37.6 million in discretionary assets and develops tailored investment policies according to clients’ objectives, risk tolerance, and liquidity needs.

Wealth management
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