Sage Stone Wealth Management LLC

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Client assets under management

$228,963,689

Clients

112

50% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$2,044,319

About

Sage Stone Wealth Management advises individuals (including high‑net‑worth clients), charitable organizations, foundations, pension and profit‑sharing plans, and businesses, providing comprehensive portfolio management, financial planning consultations, separate account management, sub‑adviser services, investment policy statement (IPS) creation and portfolio monitoring. The firm conducts an initial complimentary interview and implements services under written agreements that typically include ongoing account review and quarterly reporting.

Investment decisions are grounded in fundamental analysis and can combine passive and active elements — portfolios commonly include ETFs, mutual funds, individual equities and bonds, with client‑directed ethical screens and specific strategies such as an Inflation‑Hedged approach and a Dividend Strategy; the firm may, in some accounts, employ margin. Fees are generally percentage‑of‑assets billed quarterly for managed accounts, and financial planning is available on an hourly basis.

Distinctive operational features include a formal proxy‑voting framework (effective May 1, 2025) that uses Institutional Shareholder Services and gives clients the option to have proxies voted according to either Catholic Faith‑Based U.S. Voting Guidelines (labeled “Faith Driven Investing”) or ISS’s SRI guidelines. The firm also participates in an institutional platform that provides access to educational conferences, roundtables and webinars and other practice‑management resources, a capability that the brochure highlights alongside its custody and service relationships.

Client services

Financial planning Portfolio management Educational seminars or workshops Portfolio monitoring services

Expertise

Active portfolio management Real estate investing

Fee options

Fixed

$5,000 to $25,000 for Investment Policy Statement Creation and Review when provided as standalone service

Percentage

$0+: Up to 1% annually for Comprehensive Portfolio Management (exact percentage determined individually) $0+: Up to 0.50% annually for Portfolio Monitoring Services

Project-based

$250 per hour for Financial Planning Consultations; billed in six-minute increments

Other

Account minimum: $250,000 Minimum fee: $5,000 minimum fixed fee for Investment Policy Statement Creation and Review Services Fee-only: Fee-only advisory services; no commissions or mark-ups on securities transactions

Main office location

Sage Stone Wealth Management LLC

7946 Ivanhoe Avenue, Suite 316

La Jolla CA 92037, United States

Number of offices

Most active in

California · Massachusetts · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 858-412-6404

Advisors at this firm

Roy L

Series 65, Series 66

La Jolla, CA

Sage Stone Wealth Management LLC

Roy Lopez is a financial advisor at Sage Stone Wealth Management LLC in La Jolla, CA, holding Series 65 and Series 66 licenses with 15 years of industry experience. He has been with Sage Stone Wealth Management since 2010. Sage Stone Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, charitable organizations, retirement plans, and businesses. The firm uses a combination of active and passive investment techniques, fundamental analysis, and offers tailored portfolios that may include ethical or faith-aligned screening, with a focus on client education and values-based investing.

Active portfolio management Real estate investing

Mary N

Series 66

La Jolla, CA

Sage Stone Wealth Management LLC

Mary Naber is a financial advisor at Sage Stone Wealth Management LLC with 23 years of industry experience. She holds a Series 66 designation and has been with King & Co. Investment Counsel LLC since 2010. Sage Stone Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, charitable organizations, foundations, retirement plans, and businesses. The firm employs a combination of active and passive investment techniques, offers tailored portfolios including values-based options, and emphasizes client education and governance through educational events and a proxy voting program aligned with client preferences.

Active portfolio management Real estate investing

Ethan S

Series 65

La Jolla, CA

Sage Stone Wealth Management LLC

Ethan Senn is a financial advisor at Sage Stone Wealth Management LLC with one year of industry experience. He holds a Series 65 designation and has worked previously at Primerica and in various roles outside finance, including at Smoky Mountain Pizzeria and Grill. Sage Stone Wealth Management LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, charitable organizations, retirement plans, and businesses. The firm uses a combination of active and passive investment strategies with a focus on fundamental analysis, offering tailored portfolios that may include ethical or faith-aligned screens and emphasizes client education and governance.

Active portfolio management Real estate investing

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