Saga Partners LLC

Saga Partners provides discretionary investment management primarily to individual and high‑net‑worth clients, tailoring portfolios to each client’s objectives, risk tolerance, and any written investment restrictions. Advice is generally limited to equities and equity‑like instruments (common stocks, ADRs, and certain exchange‑traded REITs), and the firm does not provide custody or administrative services for client assets beyond authorized fee deduction.

The firm’s investment approach emphasizes fundamental analysis and a concentrated, long‑term growth orientation, typically maintaining focused portfolios of roughly 5–15 individual securities selected as undervalued opportunities. Saga Partners does not use margin, short sales, or options, monitors accounts on a weekly basis, and uses block trading and pro rata allocations when executing trades for multiple client accounts.

Distinctive features in the brochure include operating as a solo adviser with modest assets under management and a small client base, a stock‑picking mandate that can produce higher portfolio concentration and volatility, and limited operational roles (the adviser does not accept proxy‑voting authority and does not accept custody of client funds except for fee withdrawal). The brochure also documents the principal’s prior experience in equity research and banking and states that the firm provides its full Form ADV brochure to new clients.