Safe Harbor Financial Planning & Investment Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$61,919,000
Total clients
79
30% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
79
Average account size
$783,785
About
Safe Harbor Financial Planning & Investment Advisory, LLC is an independent registered investment adviser that provides financial planning, discretionary and non‑discretionary portfolio management, and pension consulting to individuals, trusts, estates, charitable organizations, corporations and employee pension or profit‑sharing plans. The firm manages roughly $62 million across about 79 clients and offers both modular financial plans and ongoing portfolio supervision.
The firm delivers advice through a consultative planning process that typically begins with a complimentary initial meeting and results in either a written financial plan or continuous portfolio management based on client needs. Investment management draws on fundamental analysis and modern portfolio theory, using long‑ and short‑term strategies, periodic rebalancing, and quarterly (or more frequent) account reviews; clients may impose restrictions or choose directed brokerage or discretionary authority.
Distinctive features include an affiliation with a local accounting firm and a principal with CPA credentials, with the brochure disclosing that clients may be referred to the affiliate for accounting services and that those services are separate and separately compensated. The firm’s provision of pension consulting — including investment policy statements, plan reviews, performance monitoring and participant education for employer plans — and its active work with pension or profit‑sharing plan clients are less common among independent advisers of similar size.
Client services
Expertise
Fee options
Negotiable fixed fee of $650 to $5,000 for financial planning services
$0 - $49,999: 1.75% $50,000 - $199,999: 1.50% $200,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
$140 per hour for consulting services
Minimum fee: $1,250 annual minimum fee for portfolio management services; may be waived or lowered at discretion Fee-only: Negotiable fixed fee ranging from $650 to $5,000 for financial planning services based on scope and complexity; negotiable hourly rate of $140 for consulting services
Main office location
Safe Harbor Financial Planning & Investment Advisory, LLC
314 S. Zetterower Ave
Statesboro GA 30458, United States
Number of offices
1
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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