SAC Investment Management LLC

SAC Investment Management provides discretionary wealth management, integrated financial planning, and retirement plan advisory services to individuals (including high net worth), trusts, estates, and businesses. The firm reports managing about $68 million in client assets across roughly 50 client relationships and includes financial planning as part of its wealth management engagement.

The advisor employs a fundamental analysis approach with a primarily long-term orientation, constructing customized portfolios that emphasize exchange-traded funds and individual bonds while occasionally using individual stocks and mutual funds. SAC documents an ongoing monitoring and rebalancing process, and describes portfolio actions such as tax-gain/loss harvesting, sector/asset reweighting, and cash management to align with clients’ stated objectives and risk tolerances.

A distinguishing feature in SAC’s brochure is its retirement plan work: the firm serves plan sponsors in a 3(21) advisory capacity and provides IPS design and monitoring, vendor analysis, performance reporting, ERISA 404(c) assistance, and benchmarking — services not commonly offered by advisors of similar size. The brochure also discloses a prior regulatory matter (an August 9, 2021 Final Order by the Florida Office of Financial Regulation and an associated $26,000 administrative fine related to pre-registration advisory activity), which the firm reports and addresses in its disclosures.