Sabin Investment Management, Inc.

Sabin Investment Management (SIM) provides discretionary portfolio management through separately managed accounts and retirement-plan consulting, serving individuals and high‑net‑worth clients as well as trusts, estates, corporations and other business entities. The firm’s written brochure describes ongoing asset management, ERISA 3(21) retirement-plan services (including development of Investment Policy Statements and participant education), and periodic client communication by phone, email or in‑person meetings.

SIM’s investment process emphasizes continuous account supervision and individualized portfolio construction using a mix of individual equities, mutual funds, ETFs (including buffered ETFs), and fixed‑income securities, informed by both fundamental and technical analysis. The firm performs formal annual reviews (with more frequent off‑cycle reviews as needed), manages assets on a discretionary basis, and uses institutional custody and research services through a Schwab institutional program.

Compared with typical peers, SIM is a relatively small discretionary manager (reporting roughly $44 million in regulatory assets under management and two advisors) that nonetheless documents relationships with a broader set of institutional clients than is typical for firms its size — including retirement plans and, per the firm’s disclosures, less common client types such as banking/thrift and insurance entities, other advisers, state or municipal governmental plans and sovereign‑wealth‑type clients. The brochure also notes successor planning and key‑person considerations, the firm’s refusal to sell commissionable securities or sponsor wrap programs, and reliance on third‑party research and a custodial relationship to support trading and oversight.