S
SA Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
15
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
LowAverage account size
$0
About
SA Asset Management is a small, fee-based financial planning and consulting firm that serves individual clients, including high-net-worth households, through written financial plans and ongoing advisory coordination. The firm does not act as a custodian and does not directly manage client assets on a discretionary basis.
The firm completes a client analysis and delivers written plans within a defined timeframe, charging negotiable fixed planning fees typically payable in advance, and it uses third‑party investment managers (registered TPMs) when ongoing portfolio management is appropriate. When TPMs are engaged, SA acts as liaison—helping with onboarding, monitoring performance and reviewing TPM statements—while custody and trading remain with the TPMs’ custodians.
What is distinctive about SA Asset Management is its affiliation with an accounting practice: an affiliated CPA firm provides tax and accounting services to clients and is disclosed as a potential source of separate compensation. The combination of an accounting affiliation, reliance on TPMs rather than in‑house portfolio management, and a planning‑fee model (rather than primarily percentage‑of‑AUM billing) is uncommon among similarly supported firms and is addressed in the brochure through disclosures and conflict‑management procedures.
Client services
Financial planning
Selection of other advisers
Fee options
Account minimum: Determined by the Third Party Managers (TPMs) SA refers clients to; no specific amount stated Fee-only: Fixed fees for financial planning services negotiable between $750 and $2,500
Main office location
SA Asset Management, Inc.
136 Woodbury Road
Woodbury NY 11797, United States
Number of offices
1
Most active in
SA Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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