S.H. Capital Management Corp.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$54,789,429
Total clients
92
15% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
92
Average account size
$595,537
About
S.H. Capital Management provides investment supervisory services to individuals, high‑net‑worth clients, and corporate entities through discretionary portfolio management on a fee‑only, percentage‑of‑AUM basis. The firm states it customizes advisory programs to each client’s needs and does not impose an account minimum.
The firm’s investment process combines fundamental and cyclical analysis and employs both long‑term and short‑term strategies, with accounts monitored daily and reviewed at least monthly. All accounts are managed on a discretionary basis, and clients receive quarterly performance reports in addition to custodial statements.
Noteworthy features in the firm’s brochure include its use of third‑party lead generation—paying a flat fee to SmartAsset for prospective client referrals—and disclosure of a 2017 consent agreement with a state regulator that resulted in a $7,500 fine for prior custody and filing deficiencies. The document also highlights that the adviser does not charge performance‑based fees and discloses rollover advice as a situation that can create an incentive to move plan assets into fee‑based IRAs.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$1 - $499,999.99: 1.25% annually $500,000 - $999,999.99: 1.00% annually $1 million+: 0.75% annually
Fee-only: Fee only, percentage of assets under management
Main office location
S.H. Capital Management Corp.
301 Yamato Road , Suite 4110
Boca Raton FL 33431, United States
Number of offices
1
Most active in
S.H. Capital Management Corp. has reported serving >5 clients in these states in the last 12 months.
California · Florida · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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