S
S&F Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$51,074,359
This total excludes 58 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
114
4% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
114
Very HighAverage account size
$448,021
About
S&F Investment Advisors provides discretionary portfolio management to individual and high‑net‑worth clients, as well as pension plans and business entities, through a mutual fund model portfolio program, separately managed accounts, and an income strategies program. The firm manages roughly $106 million across its client base and offers four named model portfolios (Conservative, Moderate, Aggressive and Super Aggressive) along with tailored separately managed accounts and income-focused mandates.
The firm documents client objectives, time horizons and risk tolerances to develop individualized investment policies, conducts ongoing reviews and rebalances accounts as needed, and uses block trading and trade aggregation to execute orders. Its investment implementation includes fundamental and technical analysis and notably employs event‑driven strategies that rely heavily on listed options (including uncovered positions), margin and short‑sale techniques alongside traditional bond and dividend‑paying stock allocations.
Distinctive elements in the brochure include acceptance of performance‑based fees for separately managed accounts—a 20% annual performance fee subject to a 10% annualized threshold and qualification under SEC Rule 205‑3, with detailed performance calculation and side‑by‑side management disclosures. The firm also discloses that its principal provides accounting services that may be recommended to clients and notes the use of partnership and pooled investment interests (e.g., real estate syndicates), each of which creates potential conflicts of interest that differentiate the firm from many peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Income planning
Concentrated stock management
Fee options
Mutual Fund Program fixed fee of $25.00 may be charged
$0 - $500,000: 1.00% per year $500,000 - $1,000,000: 0.75% per year $1,000,000+: 0.50% per year
Separately Managed Accounts have a 20% performance fee based on year-end account value, with specific conditions
Account minimum: $20,000 Minimum fee: Minimum quarterly fee of $25.00 for Mutual Fund Program Fee-only: Mutual Fund Program fees range from 0.5% to 1.00% annually; Income Strategies fee is 1.0% annually; Separately Managed Accounts charge 2% annually or 20% performance fee, whichever is higher
Main office location
S&F Investment Advisors
16633 Ventura Blvd., 540
Encino CA 91436, United States
Number of offices
1
Most active in
S&F Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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