S Conway Consulting, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,766,000
Total clients
32
22% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
32
Average account size
$180,188
About
S Conway Consulting, LLC serves individual clients (including high-net-worth individuals), small businesses, non-profits, and endowments, providing household financial planning, wealth management, and consultation on coordinating personal and business finances. The firm offers comprehensive and limited financial planning engagements as well as discretionary portfolio management and advice for specific needs such as retirement rollovers and college savings.
The firm follows a long-term, diversified, buy-and-hold philosophy that favors low‑cost, no‑load, index investments and uses strategic and tactical asset allocation through model portfolios and an Investment Policy Statement agreed with each client. Portfolio management is provided on a discretionary basis, with ongoing monitoring and annual reviews, and advice is tailored to clients’ goals and risk tolerances.
Noteworthy aspects include its small, solo-practitioner structure—managing $5,766,000 on a discretionary basis for 32 clients while devoting roughly 75% of its work to comprehensive financial planning—and its requirement that managed accounts be held at a recommended custodian (Charles Schwab). The firm also may employ derivatives in separately managed accounts as part of its discretionary strategies, a practice that is uncommon among independent, single-advisor firms.
Client services
Financial planning
Portfolio management
Fee options
Comprehensive financial plans typically $2,400; more complex estates $5,000-$10,000 or more.
$0 - $0.5 Million: 0.90% $0.5 Million - $2 Million: 0.70% $2 Million - $5 Million: 0.50% $5 Million - $10 Million: 0.35% $10 Million+: 0.25%
$300 per hour, billed in fifteen-minute increments.
Fee-only: Flat fees for financial planning, hourly fees at $300/hour, and tiered percentage of AUM for portfolio management.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
S Conway Consulting, LLC
Ithaca NY, United States
Number of offices
1
Forms ADV
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