RW Investment Management LLC

RW Investment Management provides investment advisory and planning services to individuals (including high-net-worth clients), trusts, pension plans, and businesses, offering comprehensive portfolio management, standalone financial planning, and pension consulting. As of December 31, 2025 the firm reported $1.7317 billion in regulatory assets under management, serves roughly 758 clients, and operates with a team of 12 advisors.

The firm’s investment approach is overseen by an internal investment committee and emphasizes a long-term, evidence-based framework informed by Modern Portfolio Theory; it recommends and implements model portfolios that blend passive and active mutual funds, ETFs, and, in limited cases, individual securities or alternatives. RW Investment Management describes a disciplined rebalancing process that considers client cash flows, tax consequences, trading costs, and may use tax-loss harvesting when appropriate.

Several features noted in the brochure distinguish RW from many peers: the firm’s advertising and referral section addresses testimonials and endorsements (Item 14), disclosing that it does not provide cash or non-cash compensation for such testimonials — a practice that is statistically uncommon among multi-team firms. The brochure also highlights recent operational and client-facing specifics, including an announced $10,000 annual minimum advisory fee for new Comprehensive Portfolio Management clients (Item 2/7), use of multiple custodial platforms (Schwab, RBC and Betterment) with differing billing and trading policies, and disclosure that margin balances are included in fee calculations, a factor the firm notes can create potential conflicts of interest.