Running Oak Capital LLC

Running Oak Capital provides investment advisory services to high‑net‑worth individuals and a range of institutional and intermediary clients, including other investment advisers, banks, pension and profit‑sharing plans, charitable organizations, corporations, and insurance companies. It delivers these services through separately managed accounts, sub‑advisory relationships and model delivery to program sponsors, unified managed accounts, and by serving as the investment adviser to the Running Oak Efficient Growth ETF.

ROCL concentrates primarily on equity strategies, managing the Efficient Growth and Free World Efficient Growth strategies that typically hold about 50 to 75 roughly equally weighted mid‑ and large‑cap names selected via fundamental and quantitative analysis with an emphasis on earnings growth, valuation and downside volatility management. The Free World strategy applies additional negative screening to reduce exposure to companies with significant ties to economies controlled by authoritarian regimes, and the firm also provides sample portfolio allocation models for use by program sponsors and advisors.

The firm manages roughly $875 million in assets while operating with a small advisory team and more than 1,000 client accounts, producing relatively high assets and client counts per advisor for a team firm and reflecting its focus on HNW and institutional/investment‑company relationships. ROCL’s role as both an ETF adviser and a sub‑advisor/model provider to wrap and UMA programs, together with its publication of fund prospectus and SAI materials on RunningOakETFs.com, distinguishes its mix of retail, intermediary and investment‑company activities from many peers.