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RTW Financial Advisors Inc

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Client assets under management

$501,864,720

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Clients

178

48% high-net worth

Advisors

2

of 11 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

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Clients per advisor

89

High

Average account size

$2,819,465

About

RTW Financial Advisors is an SEC-registered investment adviser managing roughly $580 million for a mix of individual clients (including high-net-worth individuals), family offices, pension and profit-sharing plans, charitable organizations, and other entities. The firm offers discretionary and non‑discretionary portfolio management, written financial planning, performance measurement reporting, and family office/CIO services.

The firm’s investment process emphasizes fundamental security analysis and strategic asset allocation with a preference for longer-term holdings, and portfolios are constructed to reflect each client’s objectives, time horizon, risk tolerance, and tax considerations. Accounts are monitored continuously and reviewed at least quarterly, and the firm may use third‑party managers when appropriate.

What is notable about RTW is that some management personnel are separately licensed as registered representatives of an unaffiliated broker‑dealer and may receive transaction‑based compensation; the firm generally requests clients direct trades through that broker‑dealer, a practice that creates potential conflicts that the brochure discloses. Management personnel are also partners in a local accounting firm and the adviser and accounting firm occasionally cross‑refer clients for separate services, with disclosures and policies in place to address those relationships.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management

Fee options

Fixed

Financial planning fees typically range from $3,000 to $25,000.

Percentage

0.15% to 1.00% annually (negotiable)

Commissions

Transaction charges approximately $35 per transaction; $75 for some non-network eligible mutual funds; separate from advisory fees.

Subscriptions

Financial planning ongoing engagements charged via monthly or quarterly retainer; performance measurement fees typically fixed monthly or quarterly; family office CIO fees additional 10-15 basis points annually.

Main office location

RTW Financial Advisors Inc

5757 Alpha Road, Suite 700

Dallas TX 75240, United States

Number of offices

1

Most active in

More info

Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

972-960-1212

Advisors at this firm

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Peter R

Series 63, Series 65

Dallas, TX

RTW Financial Advisors Inc

Peter Roe is a financial advisor with RTW Financial Advisors Inc in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with RTW Financial Advisors since 1991 and is also affiliated with Momentum Independent Network Inc since 1998. Outside of advisory work, he participates in securities industry focus groups for market research purposes. RTW Financial Advisors manages approximately $508 million for around 157 clients, providing customized portfolio management, financial planning, and family office services. The firm employs a long-term investment approach combining fundamental analysis and asset allocation, tailoring portfolios to client-specific objectives and risk tolerance.

Wealth management
user avatar

Morris W

Series 63, Series 65

Dallas, TX

RTW Financial Advisors Inc

Morris Williams is a financial advisor at RTW Financial Advisors Inc in Dallas, TX, holding Series 63 and Series 65 credentials with 43 years of industry experience. He has been with RTW Financial Advisors since 1991 and is also affiliated with Momentum Independent Network since 1998. Outside of his advisory work, Williams serves on the executive committee and board of directors for Dallas Summer Musicals, a nonprofit musical theatre organization. RTW Financial Advisors manages approximately $508 million for around 157 clients, providing individual portfolio management, financial planning, performance measurement, and family office services. The firm employs a fundamental analysis and asset allocation approach with a long-term purchase orientation, tailoring portfolios to client goals and risk profiles.

Wealth management
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