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RSG Investments LLC

Updated today

Client assets under management

$139,914,805

Clients

553

4% high-net worth

Advisors

6

of 25 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

92

High

Average account size

$253,010

About

RSG Investments, LLC is an SEC-registered investment adviser that manages roughly $140.5 million and serves individuals, trusts, retirement and profit‑sharing plans, and business entities. The firm provides discretionary asset management through direct portfolio management and model portfolio solutions, together with financial planning and qualified plan consulting.

RSG combines the use of third‑party model managers (utilizing AE Wealth Management’s model program) with direct asset management and uses fundamental, technical and tactical/strategic asset allocation methods, typically managing accounts on a discretionary basis while permitting client‑imposed restrictions. The firm also provides complimentary retirement workshops for prospective clients and conducts periodic (at least annual) account reviews, with custody generally held at Charles Schwab or Fidelity.

Noteworthy aspects in the brochure include that many of its investment adviser representatives are separately licensed insurance agents who may sell annuities and other insurance products (the brochure estimates about half of advisers’ time may be spent on insurance sales) and that the firm works with an insurance marketing organization (Advisors Excel), which can involve incentive arrangements. RSG also acts as a portfolio manager in a wrap fee program sponsored by AEWM and discloses related conflicts of interest and supervisory controls intended to address those conflicts.

Client services

Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Annuities Charitable giving & philanthropy Cash flow / budgeting

Occupation focus

Founder/Business Owner Retired

Fee options

Percentage

$0+: 1.45% annually (Model Portfolio Solutions) $0+: 0.90% annually (Direct Asset Management Services) $0+: Up to 2% annually (Asset Management Services through Third Party Advisors, negotiable, maximum 2%)

Commissions

Insurance products sold by representatives in their capacity as independent insurance agents with commissions.

Other

Account minimum: $10,000

Main office location

RSG Investments LLC

6801 W 107 Th St

Overland Park KS 66212, United States

Number of offices

4

Most active in

Florida · Kansas · Missouri · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Kristy E

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Kristy Eller is a financial advisor with RSG Investments LLC in Overland Park, KS, holding Series 63 and Series 65 licenses and 14 years of industry experience. Her prior roles include positions at AE Wealth Management, Pruco Securities, Prudential Insurance Company of America, and Mass Mutual Life Insurance Company. RSG Investments provides discretionary asset management and investment advice primarily to individual clients, trusts, retirement and profit-sharing plans, and other business entities. The firm employs fundamental, technical, and charting analysis, offering model portfolio solutions, direct asset management, and qualified plan consulting, with many advisers also licensed insurance agents.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Alan B

Series 65

Overland Park, KS

RSG Investments LLC

Alan Becker is a Series 65 licensed advisor with RSG Investments LLC, based in Overland Park, KS, and has 10 years of industry experience. He has worked at AE Wealth Management, LLC, Global Financial Private Capital, LLC, and has been involved with several related entities including RSG Holdings and Retirement Solutions Group. Becker is also the author and publisher of a book. RSG Investments provides discretionary asset management and investment advice primarily to individual clients, trusts, retirement and profit-sharing plans, and other business entities. The firm employs a combination of fundamental, technical, and charting analysis and offers tactical and strategic asset allocation along with value-oriented strategies through model portfolios and direct management.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Dylan P

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Dylan Pollock is a financial advisor at RSG Investments LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Commerce Trust Company and American Century Investment Services, Inc. RSG Investments provides discretionary asset management and investment advice primarily to individual clients, trusts, retirement plans, and other business entities. The firm employs a combination of fundamental, technical, and charting analysis and offers model portfolio solutions and direct asset management on a discretionary basis.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Tatiana M

Series 65

Overland Park, KS

RSG Investments LLC

Tatiana Mc Intyre is a financial advisor with RSG Investments LLC in Overland Park, KS, holding a Series 65 designation. She has experience working at Retirement Solutions Group, Inc. and Retirement Investments, LLC since 2024, along with prior roles in self-employment and other industries dating back to 2015. In addition to her advisory role, she is also licensed as an insurance agent. RSG Investments provides discretionary asset management and investment advice to individuals, trusts, retirement and profit-sharing plans, and business entities. The firm employs a combination of fundamental, technical, and charting analysis, offering model portfolio solutions and direct asset management with client-imposed restrictions permitted.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Samuel B

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Samuel Bass is a financial advisor with RSG Investments LLC in Overland Park, KS, holding Series 63 and Series 65 licenses and possessing 16 years of industry experience. He previously worked at Country Financial from 2009 to 2017 and AE Wealth Management from 2017 to 2022. Bass is also involved with Retirement Solutions Group, Inc., where he provides annuity, life, and Medicare sales. RSG Investments offers discretionary asset management and investment advice primarily to individuals, trusts, retirement and profit-sharing plans, and other business entities. The firm employs a combination of fundamental, technical, and charting analysis and provides model portfolio solutions and direct asset management with client-imposed restrictions.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Jason L

Series 63, Series 66

Overland Park, KS

RSG Investments LLC

Jason Lewis is a financial advisor at RSG Investments LLC in Overland Park, KS, holding Series 63 and Series 66 licenses with 22 years of industry experience. His prior roles include positions at Charles Schwab Bank, Merrill, Bank of America, and Td Ameritrade. RSG Investments provides discretionary asset management and investment advice primarily to individual clients, trusts, retirement plans, and other business entities. The firm employs a combination of fundamental, technical, and charting analysis and offers model portfolio solutions and direct asset management on a discretionary basis.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
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