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Royal Treasure Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$97,414
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$48,707
About
Royal Treasure Advisory LLC provides ongoing portfolio management and investment advice primarily for individual clients, high-net-worth individuals, and pooled investment vehicles. The firm develops an investment policy statement for each client, monitors portfolios on a regular basis, and provides advice for retirement accounts under applicable fiduciary rules.
Its investment process combines cyclical, fundamental, modern portfolio theory and technical analysis with a long-term trading orientation across mutual funds, ETFs, fixed income, real estate funds (including REITs), annuities and private placements. While the firm can accept discretionary authority, it currently manages almost all assets on a non-discretionary basis (non-discretionary AUM $97,414 as of December 2025), so clients generally retain final trading authority.
Distinctive features include an affiliation with a broker-dealer and a principal who is a registered representative and may accept commissions for securities sales, as well as other business activities (accounting services, real estate sales) and the principal’s role as manager/general partner of a private fund that is not offered to the firm’s clients — arrangements disclosed in the brochure that can give rise to conflicts of interest. The firm operates as a solo practitioner with a very small client base, requires use of specified custodians (Schwab Institutional or Altruist), and does not aggregate trades across multiple client accounts.
Client services
Portfolio management
Expertise
Annuities
Real estate investing
Fee options
$0 - $2,000,000: 1.20% $2,000,001+: 1.00%
Commission for sale of investment products by registered representative Kevin Guan, not primary source of compensation.
Main office location
Royal Treasure Advisory LLC
40 Wall Street, Suite 21 05
New York NY 10005, United States
Number of offices
1
Most active in
Royal Treasure Advisory LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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