Royal Palms Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$124,194,124
Total clients
87
38% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
87
Average account size
$1,427,519
About
Royal Palms Capital, LLC is an independent registered investment adviser that provides customized investment supervisory and consulting services to individuals, trusts, retirement plans, charitable organizations, and business entities. The firm delivers discretionary portfolio management, financial planning, and standalone investment consulting with the option to implement recommendations for clients who choose to engage the firm further.
The firm combines fundamental and technical analysis with quantitatively driven asset-allocation to construct portfolios across equities, fixed income, mutual funds, ETFs and separate managed accounts. Portfolios are monitored for changes in capital markets and client circumstances, and the firm uses both long- and short-term trading and tactical reallocations to align accounts with clients’ stated objectives and risk profiles.
Operating as a solo adviser while reporting roughly $124 million in assets across under 100 clients indicates a concentration of larger, household-level relationships rather than the non‑HNW retail base common among many independent firms. The principal also maintains insurance licensing and may receive commission-based compensation for insurance product sales, a disclosed outside business activity the firm identifies as a potential conflict and addresses through its policies.
Client services
Expertise
Fee options
Fixed fees up to $10,000 negotiated with client for investment consulting services
$0 - $50,000: Minimum fee $50 per quarter $0 - $250,000: 1.375% $250,000 - $1,000,000: 1.20% for next $750,000 $1,000,000 - $4,000,000: 1.00% for next $3,000,000 $4,000,000 - $10,000,000: 0.75% for next $6,000,000 $10,000,000+: 0.50% $0 - $10,000,000: 0.50% for Fixed Income Only Portfolio, Mutual Funds Only Third Party Separate Outside Manager Accounts $10,000,000+: 0.35% for Fixed Income Only Portfolio, Mutual Funds Only Third Party Separate Outside Manager Accounts
$350 per hour for investment consulting services
Account minimum: $1,000,000 Minimum fee: $50 per quarter minimum fee for accounts below $50,000; $1,000 annual minimum fee for accounts below $50,000 or negotiated quarterly minimum fee; $25 per quarter minimum fee for management of variable annuities Fee-only: Hourly charges at $350 per hour; fixed fees up to $10,000 negotiated with client for investment consulting services
Most active in
California · Montana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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