Rowley Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$53,527,603
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
61
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
HighAverage account size
$877,502
About
Rowley Financial LLC advises individuals — including high‑net‑worth clients — as well as charitable organizations and corporate/business entities. The firm offers discretionary and non‑discretionary portfolio management, financial planning, and consulting services for pension and employee benefit plans, and it distributes a monthly email that links clients to curated financial articles.
The firm combines fundamental and technical analysis to build long‑term, diversified portfolios focused on asset allocation, asset selection, and ongoing monitoring; it will trade with discretionary authority when granted or provide recommendations requiring client approval. Accounts are reviewed at least quarterly and financial plans are prepared and provided to clients who engage the firm’s portfolio management services.
What distinguishes the firm from many peers is its regular work with charitable and corporate clients and its active pension/401(k) consulting offering, services that are less common among small independent advisers. The firm also maintains written policies on ethics and personal trading, provides a complimentary monthly periodical to clients, and limits its investment advice to commonly used vehicles (mutual funds, ETFs, fixed income, REITs and insurance products) tailored to each client’s stated goals and constraints.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Expertise
Annuities
College savings (529s, UTMA, etc.)
Retirement plans for business owners (SEP, solo 401k)
Fee options
$1 - $750,000: 1.25% $750,001 - $1,000,000: 1.125% $1,000,001 - $2,000,000: 1.00% $2,000,001 - And Up: 0.75%
Main office location
Rowley Financial LLC
Parker CO, United States
Number of offices
3
Most active in
Rowley Financial LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Colorado · Maryland · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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