R
Round Table Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$53,283,158
Clients
12
67% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$4,440,263
About
Round Table Investment Management, LLC is a small independent advisory firm that provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, other advisors, and business entities, including IRAs and retirement accounts. As of December 31, 2024 the firm reported approximately $53.3 million in discretionary assets under management across a twelve-client base.
The firm’s investment process is anchored in fundamental analysis, supplemented with quantitative, qualitative and technical tools, and it allocates among domestic and foreign equities, investment-grade debt, mutual funds, ETFs and closed-end funds. Portfolios emphasize income-producing securities and employ both long-term and shorter-term purchase strategies, with continual monitoring, at least quarterly account reviews, and written reports provided no less than semi-annually.
Noteworthy distinctions include a long-standing affiliated accounting practice operated by the firm’s principal, disclosed in the brochure as a potential conflict that the firm says it will not use to solicit advisory clients and that is conducted largely outside market hours. The firm also reports serving a material non-U.S. client segment—an uncommon feature for independent single-advisor firms—while maintaining a discretionary-only engagement model and custodial relationships at Charles Schwab.
Client services
Portfolio management
Expertise
Active portfolio management
Income planning
Fee options
$0 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.85% annually $5,000,001 - $7,500,000: 0.75% annually $7,500,001 - $10,000,000: 0.65% annually Over $10,000,000+: Negotiable
Account minimum: $200,000
Main office location
Round Table Investment Management, LLC
93 South Main St, Suite #202
West Lebanon NH 03784, United States
Number of offices
1
Most active in
Round Table Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")