Round Table Investment Management, LLC

Round Table Investment Management is a small, independent advisory firm that provides discretionary portfolio management to individuals and a range of entities, including IRAs, trusts, estates, charitable organizations, other advisors, and business entities. It manages roughly $52.5 million across a limited number of client relationships and charges fees based on assets under management with a stated account minimum.

The firm’s investment approach emphasizes fundamental analysis, with a focus on income-producing securities and long‑term purchases while retaining the flexibility to execute shorter‑term trades when opportunities arise; permitted investments include domestic and foreign equities, fixed income, ETFs, closed‑end funds, mutual funds and cash equivalents. Accounts are managed on a discretionary basis guided by client goals, risk tolerance and regular reviews, and custodial services are provided through Charles Schwab.

Noteworthy features disclosed in the brochure include an affiliation in which the firm’s principal operates a sole‑proprietorship accounting practice (services are performed largely outside market hours and clients will not be solicited for accounting work), a potential conflict the firm acknowledges. The firm also reports a significant non‑U.S. client base — an uncommon characteristic for a solo independent advisor — and maintains firm policies such as not charging performance‑based fees and generally not voting client proxies.