Round Table Financial logo

Round Table Financial

Updated today

Client assets under management

$45,544,271

Clients

26

31% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

9

Very Low

Average account size

$1,751,703

About

Round Table Financial is a registered investment adviser that serves individual and high‑net‑worth clients as well as trusts, estates, charitable organizations, and other entities. The firm offers discretionary portfolio management, financial planning and consulting, and may recommend or monitor third‑party sub‑advisers and model portfolios.

The firm tailors advice to clients’ objectives and conducts ongoing monitoring and rebalancing, employing a mix of fundamental, technical, cyclical, and relative‑strength analysis. Its strategies may include use of margin and derivatives (including futures and options) and allocations across mutual funds, ETFs, private funds, and other alternative investments depending on client needs.

Noteworthy aspects disclosed in the brochure include that the firm operates as a licensed insurance agency with dually licensed representatives who may earn commission‑based compensation for insurance sales, and that it treats cash equivalents and margin balances as part of assets under management for fee calculation — practices that can create potential conflicts of interest. The firm maintains a small client base with institutional custodial relationships and negotiable advisory arrangements, and principals undertake other financial activities such as real estate and mortgage services that are disclosed to clients.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management Real estate investing Active portfolio management

Fee options

Fixed

Annual financial planning and consulting fees generally range between $1,750 and $20,000 per year

Percentage

up to 2.0% annually

Commissions

Commission-based compensation for insurance products sold by licensed agents associated with the firm

Project-based

$150 - $400 per hour for initial financial planning and consulting services

Other

Account minimum: $50,000

Main office location

Round Table Financial

3625 Kavanaugh Blvd., Suite A

Little Rock AR 72205, United States

Number of offices

1

Most active in

Arkansas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Thomas M

Series 63, Series 65

Little Rock, AR

Round Table Financial

Thomas Mccain is a financial advisor at Round Table Financial with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Millennium Capital Advisors LLC. Since 2020, he has been associated with Round Table Services, LLC. Round Table Financial is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm employs a mix of fundamental, technical, cyclical, and relative strength analysis and offers discretionary portfolio management, financial planning, and third-party sub-adviser selection across approximately $42.6 million in assets under management.

Wealth management Real estate investing Active portfolio management
user avatar

Alexander G

Series 65

Little Rock, AR

Round Table Financial

Alexander Golden is a financial advisor at Round Table Financial in Little Rock, AR, with six years of industry experience. He holds a Series 65 designation and has previously worked at Community State Bank and Allied Bank. Outside of his advisory role, he is a licensed real estate agent and insurance agent. Round Table Financial is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm offers discretionary portfolio management, financial planning, and third-party sub-adviser selection, employing a range of investment strategies including fundamental, technical, and cyclical analysis.

Wealth management Real estate investing Active portfolio management
user avatar

Robert R

Series 63, Series 65

Little Rock, AR

Round Table Financial

Robert Randolph Jr. is a financial advisor with Round Table Financial in Little Rock, AR, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He previously worked at R.M. Duncan Securities, Inc. for 25 years and has been involved with Heights Apothecary & Hemp, a retail business specializing in rigorously tested hemp and cannabidiol products, since 2020. Round Table Financial provides discretionary portfolio management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm employs a variety of analytical methods and trading strategies while offering continuous monitoring and periodic rebalancing across its client accounts.

Wealth management Real estate investing Active portfolio management
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")