Round Hill Asset Management Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$207,210,986
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
180
39% high-net worth
Advisors
1
of 6 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
180
Very HighAverage account size
$1,151,172
About
Round Hill Asset Management provides discretionary portfolio management and investment advisory services to individuals, trusts, pension plans, and a private fund. The firm primarily manages equity-oriented portfolios while also holding bonds and, on occasion, trading other instruments such as options, warrants, and rights.
Its investment approach is value-oriented, focusing on estimating a company's "intrinsic value" and applying a margin-of-safety framework informed by public filings (10-Ks, 10-Qs, proxy statements). Portfolios are typically bought and held for months or years, though the firm may occasionally pursue opportunistic strategies including arbitrage, junk bonds, and short sales when it identifies attractive returns.
Distinctive features include acting as adviser to a private pooled partnership and providing portfolio management for pooled vehicles, and offering performance-based fee arrangements to qualified clients; affiliated persons serve as the partnership’s general partner and may earn a share of profits above a minimum return. The firm discloses potential conflicts from side‑by‑side management, operates on a discretionary basis for all managed assets, and notes the use of soft‑dollar research and other broker-provided services.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
Lower flat fee charged quarterly for qualified clients on alternative advisory fee schedule.
$0+: 1.50% annually for equity accounts $0+: 0.75% annually for certain balanced accounts
Additional performance-based fee paid annually by qualified clients on alternative fee schedule; also performance-based fees from clients in a partnership where the firm acts as general partner.
Account minimum: $100,000
Main office location
Round Hill Asset Management Inc
180 S Lake Ave Ste 305
Pasadena CA 91101-4773, United States
Number of offices
1
Most active in
Round Hill Asset Management Inc has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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