Rothamel Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,281,741
Clients
108
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
108
Very HighAverage account size
$372,979
About
Rothamel Wealth Management is a small independent advisory firm managing roughly $40 million for about 100 clients, serving individuals, high‑net‑worth clients, trusts and pension/profit‑sharing plans. Its services include discretionary portfolio management, written financial planning and consulting, retirement plan services for sponsors and participants, and occasional impersonal educational events.
The firm delivers advice through one‑on‑one interviews and questionnaires and tailors account restrictions and investment objectives to each client, with ongoing monitoring and at least quarterly reviews. Its investment work is centered on long‑term, value‑oriented equity selection with tactical asset allocation and the ability to employ shorter‑term strategies (including options and margin in appropriate cases); implementation is through major custodians and the firm generally charges asset‑based fees.
Distinctive for an independent adviser, the firm provides both ERISA‑related fiduciary retirement plan consulting and non‑fiduciary services to plan sponsors and participants and also runs educational seminars and workshops on topics such as retirement, estate and college planning. It also uses a third‑party platform to access and trade retirement‑participant and HSA accounts (requiring clients to share login credentials) and discloses the associated cybersecurity, terms‑of‑use and rollover‑recommendation considerations and conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
General retirement planning
Medicare planning
College savings (529s, UTMA, etc.)
Charitable giving & philanthropy
Fee options
$0 - $250,000: 1.500% $250,001 - $500,000: 1.350% $500,001 - $1,000,000: 1.250% $1,000,001 - $2,500,000: 1.100% $2,500,001+: 1.000%
$250 per hour
Main office location
Rothamel Wealth Management, LLC
Urbandale IA, United States
Number of offices
1
Most active in
Rothamel Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Iowa · Minnesota · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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