Roth Builder Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Roth Builder Investments is a state-registered investment adviser that offers an automated, discretionary online investment advisory service aimed at individual and high-net-worth clients. Services are delivered through client agreements and an Investment Policy Statement that guide portfolio construction and permit reasonable client-imposed restrictions on securities or sectors.
The firm combines fundamental and technical analysis with Modern Portfolio Theory and passive index funds or ETFs to pursue long-term, risk‑adjusted, after‑tax returns, with portfolio construction informed by tax considerations and client objectives. Accounts are managed on a discretionary basis, reviewed quarterly, and custody is generally maintained through a recommended third‑party custodian; clients receive confirmations and custodial statements but the firm does not provide separate written account reports.
Distinctive features include the firm’s current status as a developing digital platform that reports no assets under management and no clients while making its advisory service available, and operation by a single registered adviser who also spends substantial time on related holding‑company activities. The firm does not participate in wrap fee programs, does not vote client proxies, and receives non‑monetary support services from its recommended custodian, a potential conflict of interest that is disclosed in its brochure.
Client services
Portfolio management
Expertise
Passive / index investing
Wealth management
Fee options
0.25% annually
Most active in
Roth Builder Investments has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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