Rossi Financial Group

Rossi Financial Group is an independent, sole‑proprietor registered investment adviser serving individuals as well as institutional clients, including pension and profit‑sharing plans, trusts, estates, charitable organizations, and businesses. The firm provides financial planning, investment consultation, non‑discretionary investment supervisory services, and recommendations of third‑party investment managers, and it also advises corporate retirement plans and offers pension consulting.

The firm describes a Core + Satellite investment framework that combines passive core holdings with actively managed satellite positions, and it uses fundamental, technical, and cyclical analysis to inform asset allocation and security selection. Client accounts are managed on a non‑discretionary basis per the brochure, with implementation often routed through recommended custodians and third‑party managers and subject to periodic reviews.

Notable features in the brochure that distinguish the firm from many single‑advisor peers include approximately $41.6 million in AUM reported as entirely non‑discretionary and a stated client base that includes pension/profit‑sharing and other institutional plan work. The brochure also discloses the firm principal’s CFA charter and a California real estate broker license, and notes the firm offers educational workshops and participates in institutional custodian programs, which broaden its service mix relative to many solo independent advisers.