A complete list of active advisors currently associated with Rossby Financial, LLC

Warmer can help you find a great advisor at Rossby Financial, LLC or one who fits your needs even better.

Rossby Financial provides investment advisory and financial planning services to individuals (including high net worth clients), charitable organizations, pension/profit-sharing plans, corporations, and other business entities. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning and wealth management consulting, and retirement consulting; as of December 31, 2024 it reported approximately $565 million in discretionary assets under management. The firm tailors portfolios to clients’ stated objectives and risk tolerances using a mix of analytical approaches, including fundamental analysis, modern portfolio theory, technical/charting analysis, and cyclical analysis. Rossby deploys diversified strategies across mutual funds, ETFs, equities, fixed income and derivatives where appropriate, and may incorporate third‑party managers or turnkey asset management platforms (e.g., AssetMark, SEI) to implement client mandates. Notable features in Rossby’s brochure include its role as a wrap-fee program sponsor and the availability of a wrap account covering trading, custody and administrative services, as well as its use of third‑party direct indexing (with disclosed quarterly direct‑indexing fees in the brochure’s 0.08%–0.15% range). The firm also references offering or participating in educational conferences/seminars and receives related support from custodians, and it provides retirement-plan advice under the DOL fiduciary framework (PTE 2020-02).

To learn more about the advisors currently working at Rossby Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.