Rosewood Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$82,696,974
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
209
10% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
209
Very HighAverage account size
$395,679
About
Rosewood serves individuals and families focused on retirement planning and related financial needs. The firm delivers written financial plans and portfolio management by recommending third‑party managers and model portfolios, and it also offers tax preparation, bookkeeping, and sales of insurance and other financial products.
Its investment approach centers on building retirement plans that address income, growth, healthcare, legacy, and other components, using a risk‑profiling metric to guide portfolio construction. Implementation commonly involves recommending actively managed products from selected third‑party managers or placing clients into Rosewood’s model portfolios of stocks, ETFs, and mutual funds, with ongoing oversight of manager performance.
Noteworthy aspects include managing roughly 209 client relationships with a relatively small advisory staff, plus in‑house tax and bookkeeping services and licensed insurance sales—features that are statistically uncommon among similar firms. The firm discloses that it receives referral fees from third‑party managers and may receive incentives from an insurance marketing organization, which are potential conflicts of interest.
Client services
Portfolio management
Selection of other advisers
Consulting services not resulting in a financial plan
Consulting services not resulting in a financial plan
Expertise
General retirement planning
Retirement income strategy
Medicare planning
Annuities
Demographic focus
Approaching retirement
Married/Couples/Partners
Baby Boomers (Born 1946-1964)
Fee options
Tax preparation services charged $250-$300 per return for individuals; $299 for business tax returns (fees negotiable).
0.50% - 1.50% per year (tiered, larger accounts pay lower fees)
Commissions received from insurance product sales; paid by policy underwriters and IMO incentives.
Bookkeeping services charged at $45 per hour (fees negotiable).
Main office location
Rosewood Wealth Management
Durham NC, United States
Number of offices
1
Most active in
Rosewood Wealth Management has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
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