Rosemary Frank Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$36,348,283
Clients
21
43% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$1,730,871
About
Rosemary Frank Financial, LLC provides asset management and financial planning and consulting to individuals (including high‑net‑worth clients) and business entities. The firm manages roughly $36.5 million for a small client base and offers ongoing portfolio management alongside standalone financial planning and other consulting engagements.
For portfolio implementation, the firm uses a Turnkey Asset Management Platform (TAMP) through Altruist to access third‑party model portfolios, and it selects or changes model managers on behalf of clients while model managers retain day‑to‑day discretion. RFF’s investment process incorporates quantitative analysis and a long‑term orientation, and it tailors allocations to client objectives while accommodating client‑imposed restrictions when compatible with the platform.
RFF is notable for its exclusive use of Altruist as its platform and custodian and for declining engagements that require using an alternate custodian; the firm also does not block (aggregate) trades across accounts and does not take custody of client assets. In addition to advisory work, the firm’s principal conducts separate non‑advisory activities — including divorce financial consulting, continuing education workshops, and service as a FINRA‑approved arbitrator — activities the firm states are conducted outside its advisory client relationships.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
Fixed financial planning fees negotiated in advance
Typically $320 per hour for financial planning services
Account minimum: $10,000 (may be waived at firm's discretion)
Main office location
Rosemary Frank Financial, LLC
205 Powell Place Suite 234
Brentwood TN 37027, United States
Number of offices
1
Most active in
Rosemary Frank Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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