Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,537,322,279
Total clients
580
47% high-net worth
Total advisors
5
of 8 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
116
Average account size
$2,650,556
Roseman Wagner Wealth Management provides financial planning and discretionary portfolio management to individuals, high‑net‑worth clients, retirement plans, corporations, charities and investors in an affiliated pooled vehicle. The firm reports managing roughly $1.54 billion in client assets across five advisers and serves several hundred advisory relationships.
The firm’s investment process combines comprehensive financial planning with a fundamental, discount‑from‑value (discounted cash‑flow) approach to intrinsic valuation and ongoing portfolio monitoring and rebalancing. For one of its offerings, an affiliated general partner delegates advisory responsibilities to the firm for a concentrated, non‑leveraged pooled fund that commits relatively large percentages of capital to focused opportunities.
What distinguishes the firm from many team advisers is its role as adviser and sponsor to a private pooled investment vehicle and the use of performance‑based compensation through the affiliated general partner, along with limited continuation of a legacy wrap program for existing clients. It also operates with an unusually large asset base per adviser (over $300 million per adviser) and discloses formal allocation and conflict‑management procedures for investments shared between the fund and other client accounts.
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001 - $5,000,000: 1.00% annually $5,000,001 - $10,000,000: 0.80% annually $10,000,001 - $25,000,000: 0.75% annually $25,000,001 - $50,000,000: 0.65% annually Over $50,000,001+: 0.50% annually
20% carried interest performance allocation from the Fund for qualified investors only; no performance fees charged to other clients.
Account minimum: $1,000,000
Roseman Wagner Wealth Management
4970 Rocklin Road, Suite 200
Rocklin CA 95677, United States
Number of offices
3
Arizona · California · Colorado · Florida · Georgia · Idaho · Montana · Nebraska · Nevada · New Hampshire · Oregon · Texas · Utah · Washington · Wyoming
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
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They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Rocklin, CA
Roseman Wagner Wealth Management
Series 65
Rocklin, CA
Roseman Wagner Wealth Management
Series 63, Series 65
Rocklin, CA
Roseman Wagner Wealth Management
Series 65
Rocklin, CA
Roseman Wagner Wealth Management
Series 63, Series 65
Rocklin, CA
Roseman Wagner Wealth Management
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