Roseheart Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,981,621
Total clients
8
75% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$2,997,703
About
Roseheart Investment Advisors provides ongoing portfolio management and investment supervisory services to individual and high‑net‑worth clients, preparing a written Investment Policy Statement for each relationship that documents goals, tax considerations and risk tolerance. The firm manages asset allocation, security selection and regular portfolio monitoring under discretionary authority.
The firm’s investment approach blends fundamental and technical analysis and spans mutual funds, equities, bonds, ETFs, REITs and real estate, with both long‑term and active trading tactics. It may employ higher‑risk strategies, including short sales, margin transactions and options writing, and conducts periodic account reviews at least monthly.
Noteworthy features include a relatively small client roster while overseeing roughly $24 million in discretionary assets, resulting in a concentrated asset base per client, and the firm’s decision to manage client assets internally rather than using third‑party managers. The firm requires clients to use its recommended custodian, aggregates trades across accounts when appropriate, and accepts limited custody for fee deduction.
Client services
Expertise
Fee options
$1 - $999,999: 1.50% $1,000,000 - $2,999,999: 1.25% $3,000,000 - $4,999,999: 1.00% $5,000,000 - $9,999,999: 0.85% $10,000,000 - $19,999,999: 0.75% $20,000,000+: 0.50%
Fee-only: Fees are based on assets under management; no commissions; no performance fees.
Main office location
Roseheart Investment Advisors, LLC
Ho Ho Kus NJ, United States
Number of offices
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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