Rose Valley Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$99,630,971
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
70
50% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$1,423,300
About
Rose Valley Asset Management LLC provides wealth management, investment management, financial planning and consulting services to individual clients, including high-net-worth households. The firm delivers ongoing portfolio management and prepares written Investment Policy Statements to guide recommendations tailored to each client's objectives.
Investment decisions rely on a mix of fundamental and technical analysis within an asset-allocation framework, with portfolios monitored and reviewed at least quarterly and discretionary trading used where authorized. The firm regularly uses mutual funds and ETFs and may employ leveraged and inverse ETFs as part of its tactical strategy, with documented risks described in client materials.
Distinctive features include managing roughly $99 million across about 70 clients, which corresponds with a relatively high account threshold and larger average account sizes than many peers. The firm also provides business-planning and transaction representation, detailed estate and elder-law/Medicaid planning work, requires pre-approval for IPOs and private placements under its Code of Ethics, and leaves proxy voting decisions to clients.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Cash flow / budgeting
Fee options
$0 - $2,000,000: $2,000,000 - $3,000,000: 1% $3,000,000 - $4,000,000: 0.75% $4,000,000+: 0.50% Over $4,000,000+: 0.25%
$125 to $250 per hour for Financial Planning and Consulting Services
Account minimum: $2,000,000 Minimum fee: $5,000 annual minimum fee, may apply if minimum account size is waived Fee-only: Financial Planning fees charged hourly $125-$250/hour with $3,000 minimum plan fee; Consulting Services fees charged hourly $125-$250/hour with $3,000 minimum fee
Main office location
Rose Valley Asset Management LLC
230 N. Monroe Street, Suite 200
Media PA 19063-2908, United States
Number of offices
1
Most active in
Rose Valley Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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