Roscoe Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,010,000
Total clients
19
37% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$421,579
About
Roscoe Capital Management provides investment advisory and discretionary portfolio management services to individual and high-net-worth clients. The firm generally charges asset-based fees for portfolio management and also offers performance-based account arrangements for qualified or accredited investors.
The firm employs a value-oriented, fundamental analysis approach, constructing portfolios of stocks and bonds and, where appropriate, using options for hedging or income generation. It prepares written investment guidelines tailored to clients’ objectives and typically manages accounts on a discretionary basis with regular monitoring and rebalancing.
A distinctive feature of the firm is its periodic complimentary educational workshops on personal finance and retirement topics, offered to prospective and existing clients. With a small client roster and concentrated assets under management, the firm combines a value-investing focus with direct, advisor-led oversight of client accounts.
Client services
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.00% per annum asset-based fee (25 basis points per quarter) based on average daily balance during the previous calendar quarter
20% of annualized account profit over a 7% hurdle rate, subject to a high-water mark, paid annually in arrears
Main office location
Roscoe Capital Management, LLC
Fort Myers FL, United States
Number of offices
1
Most active in
Roscoe Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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