Roschman Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$105,644
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
11
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$9,604
About
Roschman Capital Advisors is a solo independent registered investment adviser that works with a small client base — primarily high‑net‑worth individuals and family offices — and also provides services to corporate or business clients. The firm offers discretionary investment supervisory services, family office services (including oversight of investments, tax and estate planning) and may refer clients to third‑party advisers.
The firm builds a written Investment Policy Statement for each client and uses a mix of long‑term investing and trading strategies, employing fundamental, technical, charting and cyclical analysis and tax‑loss harvesting where appropriate. Portfolios may include mutual funds, equities, fixed income, ETFs, real estate and REITs, insurance products and private placements, and RCA typically seeks discretionary authority to implement allocation and security selections.
Distinctive features include the firm’s family office focus within a very small practice (single advisor, about a dozen clients with modest AUM), and an uncommon connection to real estate investing — real estate and REITs are explicitly included in its listed investment types and the firm has an unusual affiliation with real estate interests for a firm of this size. The firm’s principal also conducts outside business activity as a licensed insurance professional and RCA discloses fee‑sharing with third‑party advisers and receipt of custodial research/soft‑dollar benefits, which are potential conflicts the firm addresses in its disclosures.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Tax-loss harvesting
Wealth management
Fee options
Family Office Services flat fees ranging from $500 to $7,500
$0 - $1,000,000: Up to 1.75% $1,000,000 - $10,000,000: 1.00% $10,000,000 - $20,000,000: 0.85% $20,000,000 - $30,000,000: 0.75% $30,000,000 - $40,000,000: 0.65% $40,000,000+: 0.55%
Up to $350 per hour for Family Office Services
Account minimum: No account minimum for separately managed accounts Fee-only: Family Office Services charged based on flat fee ranging from $500 to $7,500 or hourly rates up to $350 per hour.
Main office location
Roschman Capital Advisors, LLC
6300 Ne 1 St Ave, Suite 200
Fort Lauderdale FL 33334, United States
Number of offices
1
Most active in
Roschman Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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