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Rosasharn Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,800,000
Clients
5
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$360,000
About
Rosasharn Investment Management, LLC is a small, registered investment adviser that provides discretionary portfolio management to individuals, high-net-worth clients, and small businesses through separately managed accounts. The firm generally implements tailored managed-account solutions and discloses that its portfolio services are delivered through its stated long/short equity and global macro strategies.
The firm combines fundamental analysis with technical stage analysis across those strategies and may invest across market capitalizations and global markets, using instruments that include equities, fixed income, currencies, commodities, and related derivatives. Time horizons are strategy-dependent, with the global macro activity typically shorter-term and the long/short equity work targeting multi-year holds; the firm also discloses potential use of leverage and derivatives in client accounts.
What is distinctive for this adviser compared with most independent peers is its use of performance-based compensation for qualified clients and its explicit use of derivatives within separately managed accounts—both practices that the brochure notes are uncommon among similar firms. The brochure also discloses that the firm manages roughly $2.17 million in client assets and that the firm’s managing member maintains a separate gaming-consulting business, reporting that he spends a substantial portion of his working hours in that other business.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$0+: 1.6% per annum (0.40% quarterly) for non-qualified clients $0+: 0.40% per annum (0.10% quarterly) for qualified clients
20% of the increase above 4% cumulative simple hurdle rate annually for qualified clients
Account minimum: $50,000 for non-qualified clients, $100,000 for qualified clients (negotiable)
Main office location
Rosasharn Investment Management, LLC
San Francisco CA, United States
Number of offices
1
Most active in
Rosasharn Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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