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Rosales Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,000,000
Clients
16
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$312,500
About
The firm serves individual and high‑net‑worth clients, providing comprehensive wealth management and standalone financial planning. Offerings include ongoing portfolio management, the development of an Investment Policy Statement, and financial planning that addresses retirement, tax, estate, and insurance considerations.
The firm’s investment approach blends fundamental and technical analysis with a long‑term trading orientation to build portfolios using mutual funds, ETFs, equities, fixed income, and insurance products such as annuities. The advisor typically seeks discretionary authority to implement asset allocation and security selection, performs regular monitoring, and delivers quarterly reporting through the custodial platform.
Distinctive features include the sole advisor’s licensed insurance-agent role, which enables the recommendation of insurance and annuity products and is disclosed as a potential conflict of interest that the firm monitors. The firm also requires use of a specific custodian (Schwab Institutional), does not participate in wrap fee programs or use third‑party managers, and does not aggregate trades across client accounts.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Annuities
Wealth management
Cash flow / budgeting
Fee options
$1,500 to $3,500 fixed fee for financial planning
$250,000+: 1.20% annually
Account minimum: $250,000
Main office location
Rosales Wealth Management LLC
Green Bay WI, United States
Number of offices
1
Most active in
Rosales Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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