Roosevelt Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,850,000
Total clients
286
0% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
143
Average account size
$69,406
About
Roosevelt Advisors provides portfolio management and financial planning services primarily for individual clients and business development companies, offering both discretionary and non‑discretionary asset management and referrals to third‑party managers. The firm also maintains an affiliated insurance practice that began before its advisory business and offers insurance products alongside advisory services.
Investment strategies are tailored to each client’s objectives and risk tolerance and may draw on fundamental, technical, charting, and cyclical analysis; the adviser manages accounts directly and may recommend or place clients with registered third‑party managers, which it monitors on an ongoing basis. The firm conducts educational seminars and workshops for the public and clients, and delivers periodic account reviews and financial planning work as part of its services.
Noteworthy features disclosed in the brochure include a formal solicitor relationship with a registered third‑party manager that generates ongoing referral fees and an affiliated insurance business where the managing member devotes approximately half of their time and may receive commissions, conflicts the firm says it mitigates through disclosure and procedures. The firm also reports no account minimums, does not aggregate trades across client accounts, and does not vote client proxies, practices that differ from many peers in this segment.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually (direct asset management) $1,000,001 - $2,000,000: Negotiable (direct asset management) $0 - $1,000,000: 1.00% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $1,000,001 - $2,000,000: 0.85% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $2,000,001 - $3,000,000: 0.60% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $3,000,001+: 0.50% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $0 - $1,000,000: 1.00% (Gradient Investments Allocation Portfolios; Roosevelt portion) $1,000,001 - $2,000,000: 0.75% (Gradient Investments Allocation Portfolios; Roosevelt portion) $2,000,001 - $3,000,000: 0.50% (Gradient Investments Allocation Portfolios; Roosevelt portion) $3,000,001+: 0.40% (Gradient Investments Allocation Portfolios; Roosevelt portion) $0+: 0.60% (Gradient Investments Preservation Portfolios; Roosevelt portion) $0+: 0.30% (Gradient Investments Client Directed Accounts; Roosevelt portion)
Minimum fee: Minimum quarterly fee of $25 for Client Directed Accounts (not available to Washington residents) Fee-only: Advisory fees based on assets under management, billed quarterly in arrears; negotiable fees
Main office location
Roosevelt Advisors LLC
Edinburg TX, United States
Number of offices
2
Most active in
Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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