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Roosevelt Advisors LLC

Updated today

Total assets under management

$19,850,000

Total clients

286

0% high-net worth

Total advisors

2

of 2 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

143

Average account size

$69,406

About

Roosevelt Advisors provides portfolio management and financial planning services primarily for individual clients and business development companies, offering both discretionary and non‑discretionary asset management and referrals to third‑party managers. The firm also maintains an affiliated insurance practice that began before its advisory business and offers insurance products alongside advisory services.

Investment strategies are tailored to each client’s objectives and risk tolerance and may draw on fundamental, technical, charting, and cyclical analysis; the adviser manages accounts directly and may recommend or place clients with registered third‑party managers, which it monitors on an ongoing basis. The firm conducts educational seminars and workshops for the public and clients, and delivers periodic account reviews and financial planning work as part of its services.

Noteworthy features disclosed in the brochure include a formal solicitor relationship with a registered third‑party manager that generates ongoing referral fees and an affiliated insurance business where the managing member devotes approximately half of their time and may receive commissions, conflicts the firm says it mitigates through disclosure and procedures. The firm also reports no account minimums, does not aggregate trades across client accounts, and does not vote client proxies, practices that differ from many peers in this segment.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Wealth management Retirement income strategy Tax-loss harvesting General estate planning guidance

Fee options

Percentage

$0 - $1,000,000: 1.00% annually (direct asset management) $1,000,001 - $2,000,000: Negotiable (direct asset management) $0 - $1,000,000: 1.00% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $1,000,001 - $2,000,000: 0.85% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $2,000,001 - $3,000,000: 0.60% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $3,000,001+: 0.50% (Gradient Investments Strategic & Tactical Portfolios; Roosevelt portion) $0 - $1,000,000: 1.00% (Gradient Investments Allocation Portfolios; Roosevelt portion) $1,000,001 - $2,000,000: 0.75% (Gradient Investments Allocation Portfolios; Roosevelt portion) $2,000,001 - $3,000,000: 0.50% (Gradient Investments Allocation Portfolios; Roosevelt portion) $3,000,001+: 0.40% (Gradient Investments Allocation Portfolios; Roosevelt portion) $0+: 0.60% (Gradient Investments Preservation Portfolios; Roosevelt portion) $0+: 0.30% (Gradient Investments Client Directed Accounts; Roosevelt portion)

Other

Minimum fee: Minimum quarterly fee of $25 for Client Directed Accounts (not available to Washington residents) Fee-only: Advisory fees based on assets under management, billed quarterly in arrears; negotiable fees

Main office location

Roosevelt Advisors LLC

Edinburg TX, United States

Number of offices

2

Most active in

Oregon · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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