R
Rookwood Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$205,354,528
Clients
67
58% high-net worth
Advisors
1
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
67
HighAverage account size
$3,064,993
About
Rookwood Wealth Management provides wealth management, investment supervisory services, financial planning and consulting to individuals (including high‑net‑worth clients), families, trusts, family businesses, pension and profit‑sharing plans, and charitable organizations. The firm operates on a fee‑only, percentage‑of‑assets basis and manages client accounts on both discretionary and non‑discretionary terms, with a single lead advisor overseeing roughly $205 million in client assets for about 67 clients.
Investment strategies are implemented via client‑specific Investment Policy Statements, strategic asset allocation and global diversification, using mutual funds supplemented by individual equities, fixed income, ETFs, REITs and select insurance products. Accounts are monitored on an ongoing basis with monthly or quarterly reviews as appropriate, and the firm serves as an ERISA 3(21) fiduciary for employee 401(k) plans, including participant advice and plan manager selection.
Noteworthy aspects of the firm include its concentrated structure—a single principal managing over $200 million—and its occasional role as trustee on client trust accounts and authority to deduct advisory fees directly from custody accounts. The brochure discloses a familial relationship with a practicing attorney that may be disclosed when that attorney is recommended to clients, and the firm uses Schwab Advisor Services’ institutional platform, with attendant platform services made available to the adviser in addition to custody.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Investment consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
Small flat fees for accounts not requiring constant monitoring, determined at firm's discretion
$0 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.50% Above $10,000,000+: Negotiable
Account minimum: $10,000 per year Minimum fee: Minimum fee typically $10,000 per year, exceptions possible based on client circumstances Fee-only: Fee-only basis; no commissions or sales charges accepted by the firm
Main office location
Rookwood Wealth Management, LLC
Cinti OH, United States
Number of offices
1
Most active in
Rookwood Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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