R
Rookwood Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,677,000
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$1,446,167
About
Rookwood Wealth provides investment management and ongoing financial planning to individual clients, including high-net-worth individuals, using a fee-only compensation model and standard percentage-of-assets billing for discretionary portfolios. Services include tailored financial planning—covering retirement, tax-aware investing, estate planning, and business planning—and continuous portfolio supervision.
The firm’s investment approach emphasizes asset allocation guided by Modern Portfolio Theory, combining passive and active funds and applying fundamental analysis to select individual securities and funds. Portfolios are managed on a discretionary basis with an emphasis on long-term allocation, periodic rebalancing, and limited use of option strategies only as risk-reducing overlays.
Distinctive features include a very small client base and assets under management (roughly $8.7 million across six client relationships) and recent establishment in 2025, which may affect capacity and service model compared with larger peers. The principal is a CFA charterholder with graduate-level training in economics and maintains a modest outside real estate investment role; the firm also does not aggregate trades into block orders, does not participate in wrap programs or performance-fee arrangements, and recommends an institutional custodian platform for execution and custody.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
$0 - $750,000: 1.00% annually $750,001+: 0.85% annually
Fee-only: Investment Management fees are negotiable based on assets under management; Financial Planning fees are recurring fixed fees ranging from $250 to $750 per month, negotiable
Main office location
Rookwood Wealth
Silver Spring MD, United States
Number of offices
1
Most active in
Rookwood Wealth has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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