R
Ronald J. Rich Financial Advising
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,479,524
Total clients
13
8% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$729,194
About
The firm provides investment supervisory services and financial planning for individuals, trusts, and pension plans, managing approximately $8.69 million in discretionary client assets. It works directly with clients to develop financial goals and investment strategies and offers both discretionary and non‑discretionary management and hourly consultation.
The firm’s investment approach is primarily based on fundamental analysis and long‑term asset allocation tailored to each client’s risk tolerance, while retaining the ability—with client consent—to use short‑term trades, margin, short sales, and option strategies when appropriate. Accounts are monitored at least weekly with formal quarterly reviews and performance measured against common market indices.
Noteworthy for a small advisor, the firm explicitly accepts pension plan clients and provides pension‑plan advisory services, a service offering that is uncommon among peers. The brochure also discloses that the adviser may hold the same securities as clients (with procedures to have client transactions executed first) and that the principal brings a technical and engineering background to the investment analysis.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Fee options
$0 - $20,000: Monthly management fee of $30.00 $20,001 - $75,000: 1.75% annually $75,001 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.125% annually $1,000,001+: 1.00% annually
Standard consultation fee is $150 per hour
Minimum fee: $30.00 monthly management fee for accounts up to $20,000 Fee-only: Hourly consultation fee of $150 per hour
Main office location
Ronald J. Rich Financial Advising
Lakewood OH, United States
Number of offices
1
Most active in
Ronald J. Rich Financial Advising has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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