Ronald A. Bartlett & Associates, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,358,668
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
143
1% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
143
Very HighAverage account size
$93,417
About
Ronald A. Bartlett & Associates, LTD. serves primarily individual clients, as well as trusts, estates and unions, with advisory services centered on retirement planning. The firm offers discretionary asset management, investment and financial consulting, referrals to third‑party advisers, a monthly newsletter, and separate insurance and tax‑preparation services.
The firm follows a fundamental‑analysis framework and constructs portfolios using an asset‑allocation approach, generally favoring longer‑term holdings while providing ongoing monitoring and discretionary trading as authorized. Services are tailored through one‑on‑one interviews and questionnaires, and the firm provides advice on variable life insurance and equity‑indexed annuities alongside mutual funds, equities and bonds.
Distinctive elements disclosed in the brochure include the principal’s long tenure as a licensed insurance agent and an enrolled agent (EA), the firm’s role in implementing insurance products in a separate capacity, and its solicitation/referral arrangements with third‑party advisers. The brochure explicitly describes related conflicts of interest (including insurance commissions, referral compensation and economic benefits from custodial platforms and sub‑adviser relationships) and the firm’s procedures for disclosure and oversight.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Expertise
General retirement planning
Retirement income strategy
Annuities
Wealth management
Fee options
$1,000 fixed fee for consulting services
$0 - $500,000: 2.00% $500,001 - $5,000,000: 1.73% $5,000,001+: 1.23%
Account minimum: $50,000 Minimum fee: $1,000 fixed fee for investment and financial consulting services (two consulting hours)
Main office location
Ronald A. Bartlett & Associates, Ltd.
31 07 Farrington St., 2 Nd Floor
Flushing NY 11354, United States
Number of offices
1
Most active in
Ronald A. Bartlett & Associates, Ltd. has reported serving >5 clients in these states in the last 12 months.
Florida · Georgia · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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