Rolek Retirement Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$239,161,911
Total clients
262
51% high-net worth
Total advisors
1
of 1 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
262
Average account size
$912,832
About
Rolek Retirement Planning provides financial planning and discretionary and non-discretionary investment management to individuals, high net worth clients, trusts, and retirement accounts. The firm also offers educational services, including retirement planning seminars and a published book on retirement planning, alongside routine portfolio reporting.
The firm constructs customized portfolios using a fundamental analysis framework and typically emphasizes low-cost mutual funds and ETFs while retaining legacy positions for tax or fit reasons when appropriate. Its investment process is long-term oriented but includes ongoing monitoring and tactical trading when client objectives or market conditions warrant, with investment selections made after internal due diligence.
What is notable about this firm is its scale relative to its advisor headcount: it reports about $239 million in assets under management and roughly 262 clients while operating with a single registered advisor, a combination that is uncommon among supported firms. The firm sponsors a wrap-fee program that bundles transaction costs into advisory fees, publishes client-education materials and seminars, and discloses that its advisory personnel are also licensed insurance professionals who may receive commission-based compensation for insurance sales.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
General retirement planning
Income planning
General tax planning
Cash flow / budgeting
Fee options
Financial planning fixed fees $500 to $5,000; retirement planning seminars up to $50 per participant
0.50% to 1.00% annually (based on several factors including asset size, complexity, and relationship)
Minimum fee: Fixed financial planning fees range from $500 to $5,000 Fee-only: Financial planning fixed fees from $500 to $5,000; retirement planning seminars up to $50 per participant
Main office location
Rolek Retirement Planning
1055 Westlakes Drive, Suite 300
Berwyn PA 19312, United States
Number of offices
3
Most active in
Rolek Retirement Planning has reported serving >5 clients in these states in the last 12 months.
Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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