Rohde Wealth Management

Rohde Wealth Management, LLC is a newly formed, state‑registered investment adviser that offers ongoing portfolio management and prepares individualized Investment Policy Statements for clients described in the brochure as individuals and high‑net‑worth individuals, covering investments from mutual funds and ETFs to fixed income, real estate funds, annuities, private placements and venture capital. Despite this service offering, the firm reported zero assets under management and no clients as of its most recent calculation in August 2025.

The firm describes a multi‑disciplinary investment process that integrates charting, fundamental, quantitative, technical analysis and modern portfolio theory, and it tailors allocations through client interviews and model allocations while documenting risk tolerance in an IPS. RWM may manage accounts on a discretionary basis and implements a range of strategies including long‑ and short‑term trading, short sales and options (including covered and uncovered positions).

What is notable for a one‑person start‑up adviser is the unusually broad and higher‑risk mandate disclosed in the brochure—explicitly permitting venture capital funds, private placements, commodities and uncovered option strategies—and the firm’s operational choices, including a required custody relationship with Schwab Institutional, potential receipt of soft‑dollar research/services from custodians, a stated policy not to aggregate trades across multiple client accounts, no proxy‑voting by the adviser, and an absence of performance‑based fees.