Rogan & Associates

Rogan & Associates provides investment advisory and portfolio management services to individuals (including high-net-worth clients), families, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm offers directly managed portfolios and access to third‑party money managers and reports managing approximately $709,555,265 on a discretionary basis as of February 9, 2026, with advisory fees charged as a percentage of assets under management.

The firm describes a generally conservative, long-term investment approach that emphasizes diversified allocations across mutual funds, ETFs, UITs, bonds, and insurance products, with portfolios tailored to each client’s objectives and monitored for rebalancing and changes in circumstances. Rogan & Associates uses both discretionary and non‑discretionary authorities and may recommend unaffiliated managers, wrap-fee programs, or custodial platforms as part of its service model; its historical Rogan & Associates Portfolio Program included transaction charges in the advisory fee and is being transitioned to wrap arrangements for existing clients.

Noteworthy distinctions include the firm’s retained legacy of broker-dealer and insurance activity: it has operated as a licensed insurance agency and received commissions, 12b‑1 fees, and revenue sharing from product issuers — a set of compensation practices that is uncommon among similarly sized team firms and that the brochure discloses can create conflicts of interest. The firm also serves as or recommends wrap-fee program sponsors and receives referral payments from third‑party managers, and it discloses steps such as fee waivers in certain cases plus a Code of Ethics and supervisory controls to address these potential conflicts; it also notes a material change that it ceased operating as a brokerage firm as of December 10, 2025.