R
Rodgers Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$345,212
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Rodgers Capital Management, LLC is a state-registered investment adviser that provides discretionary portfolio management for pooled and employer‑sponsored retirement plan assets and also accepts individual and charitable clients. The firm offers investment planning and consulting services for smaller individual accounts, in addition to ongoing discretionary management across equities, mutual funds, ETFs and options.
The adviser describes a statistical investment process that emphasizes correlations of volatility among broad indexes, metals, currencies and commodities to identify opportunities, then implements positions using ETFs, options, and individual securities. Portfolios are offered across Conservative, Moderate, and Aggressive strategies, and the firm can manage accounts on a discretionary basis while providing non‑discretionary guidance for retirement plan allocations.
Distinctive aspects of the firm include an explicit program to provide investment planning for clients with under $50,000 and the disclosure that consulting services may involve additional compensation rather than relying solely on percentage‑of‑AUM billing. Rodgers Capital also recommends Interactive Brokers for trade execution, discloses access to IB research tools, and describes a volatility‑and‑options oriented approach while managing a modest amount of assets.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Fee options
1% annually for general investment management; 0.5% annually for monitoring employer sponsored 401(k) plans
Investment planning services offered for clients with less than $50,000; specific hourly fees not stated
Account minimum: $50,000 Fee-only: Fees are charged on a fee-only basis, not based on commissions
Most active in
Rodgers Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")