Roda Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,000,000
Clients
80
38% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$312,500
About
Roda Investment Management, LLC provides personalized, fee-only investment management to individuals, trusts, retirement and profit‑sharing plans, charitable organizations, and business entities, managing roughly $25 million across about 80 client relationships. Like many peers, the firm charges asset-based fees and delivers discretionary portfolio management rather than comprehensive financial planning.
The firm implements strategic asset allocation through direct ownership of individual equities, fixed income and exchange-traded funds, using fundamental analysis that emphasizes free cash flow and book value with technical analysis as a supplement. Portfolios are globally diversified and, when appropriate, the adviser may employ margin and option-writing strategies (including covered calls and puts) to generate income or manage risk.
Noteworthy features include an owner-operated structure with a single majority owner and a history dating back to 2006, an explicit refusal to accept commissions or third‑party remuneration, and a practice of leaving proxy voting to clients (custodians send proxies directly). The brochure also discloses receipt of custodial software and support from a major custodian and describes quarterly personal‑trading and trade‑allocation reviews to address the related conflicts of interest.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Occupation focus
Retired
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Account minimum: $250,000 Minimum fee: $2,500 annually, not negotiable Fee-only: Strictly fee-only; no commissions accepted
Main office location
Roda Investment Management, LLC
Burtonsville MD, United States
Number of offices
1
Most active in
Roda Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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