Rocky Mountain Humane Investing LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,505,451
Clients
44
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
44
HighAverage account size
$306,942
About
The firm is a single‑advisor, state‑registered independent investment adviser that provides discretionary portfolio management to individual clients and offers retirement plan services for plan sponsors and participants, including fiduciary consulting and discretionary fiduciary management under ERISA. It charges asset‑based advisory fees and customizes services to client objectives, allowing investors to impose reasonable account restrictions.
Its investment approach emphasizes socially responsible, exclusionary screening — an "Original 7" screen with extensions for sustainable and vegan investing that exclude industries such as animal testing, factory farming, extractive industries, weapons and certain retailers or restaurants. Portfolios are relatively concentrated (about 20 stocks for growth/balanced strategies), built from companies with high return on invested capital and earnings momentum, using a blend of fundamental and technical analysis and occasional Treasury positions as hedges.
Atypical for a solo independent adviser, the firm manages institutional retirement plan assets and can act as an ERISA investment manager (3(38)), offering model portfolios for plan participants while disclosing and addressing rollover conflicts through an impartial conduct standard. The firm operates at a small scale (roughly $13.5 million in discretionary AUM and a $50,000 managed‑account minimum) yet combines boutique, values‑driven equity selection with formal fiduciary plan services.
Client services
Portfolio management
Expertise
ESG / Sustainable investing
Active portfolio management
Fee options
$0 - $500,000: 1.50% annually $500,000 - $1,000,000: 1.00% annually $1,000,000+: 0.75% annually
Account minimum: $50,000
Most active in
Rocky Mountain Humane Investing LLC has reported serving >5 clients in these states in the last 12 months.
California · Colorado · Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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