Rocky Hill Advisors Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$99,448,408
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
135
20% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
135
Very HighAverage account size
$736,655
About
Rocky Hill Advisors, Inc. provides investment management and expert witness consulting to individuals, pension and profit‑sharing plans, corporations, trusts, estates, and Native American tribes, managing roughly $102 million across about 135 clients. The firm delivers financial and accounting analysis, portfolio management, IRA rollover recommendations, and litigation‑related consulting services.
The firm uses a customized, tactical allocation approach emphasizing capital preservation and periodic rebalancing, employing a broad mix of securities including equities, fixed income, mutual funds, foreign securities, CDs, and interests in real estate partnerships. Most assets are managed on a non‑discretionary basis under client‑specified objectives, and custody and trade execution are primarily conducted through Fidelity, with access to more than 200 independent managers and 700 portfolio structures.
Notable differences from many peers include acting as a wrap‑fee program sponsor—a relatively uncommon role among similar supported firms—and the predominance of non‑discretionary AUM rather than discretionary mandates. The firm also maintains a longstanding practice providing accounting and damages quantification work in breach‑of‑trust litigation for Native American tribes (engagements dating back to 1997) and recently transitioned from state to SEC registration.
Client services
Portfolio management
Consulting experts
Expertise
Wealth management
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
Up to $250,000 - $250,000: 1% or 1.5% with Independent Managers (IM's) $250,000 - $500,000: 0.90% or 1.4% with IM's $500,000 - $1,000,000: 0.80% or 1.3% with IM's $1,000,000 - $2,000,000: 0.70% or 1.1% with IM's $2,000,000 - $5,000,000: 0.60% or 1% with IM's $5,000,000 - $10,000,000: 0.50% or 0.90% with IM's $10,000,000+: 0.40% or 0.80% with IM's
$75 to $250 per hour, negotiable
Account minimum: $100,000
Main office location
Rocky Hill Advisors Inc.
7 Essex Green Drive, Suite 53 55
Peabody MA 01960, United States
Number of offices
1
Most active in
Rocky Hill Advisors Inc. has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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