Rockwall Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$36,012,428
Clients
89
6% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
89
Very HighAverage account size
$404,634
About
Rockwall Wealth Advisors is an independent, single‑advisor registered investment adviser that manages about $36 million in discretionary client assets for roughly 89 individual and high‑net‑worth clients. The firm provides investment management (including use of third‑party/outside managers and a program through Orion Portfolio Solutions), ongoing comprehensive financial planning, project and hourly planning, and participant account management for held‑away defined contribution accounts.
The firm emphasizes passive portfolio construction grounded in modern portfolio theory while also applying fundamental analysis and due diligence when recommending outside managers; portfolios are typically composed of index mutual funds and ETFs. Accounts are managed on a discretionary basis with semiannual reviews, client‑specific investment policy statements, and the ability for clients to impose reasonable restrictions on holdings or sectors.
Notable operational features include use of multiple institutional platforms and custodians (including integrations with Schwab, Fidelity, and Orion) and receipt of platform software and support that assist in account monitoring and reporting. The firm also incorporates a broad planning service set (business planning, employee‑benefit optimization, charitable and estate planning) and waives ongoing comprehensive planning fees for clients with $250,000 or more in assets under management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
Fee options
Project-based financial planning fees range from $1,000 to $10,000.
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.65% $10,000,001+: Negotiable
$250 per hour for hourly financial planning.
Ongoing comprehensive financial planning monthly fees: $100 to $1,000 per month or quarterly fees: $300 to $3,000 per quarter; upfront charge $500 to $4,000.
Minimum fee: Minimum annual fee of $500 for investment management services. Fee-only: Investment advisory fees based on assets under management; no commissions accepted.
Main office location
Rockwall Wealth Advisors
697 E Interstate 30
Rockwall TX 75087, United States
Number of offices
1
Most active in
Rockwall Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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