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Rockridge Money Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,608,775
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$2,601,463
About
Rockridge Money Management provides discretionary asset management and individualized portfolio supervision for individual clients, offering continuous monitoring and monthly performance reports. The firm manages roughly $15.6 million in client assets across a very small number of accounts.
Its investment approach is grounded in fundamental analysis and the firm places primary emphasis on dividend‑paying stocks, typically constructing diversified portfolios from mutual funds and equities while accommodating special situations such as low‑basis stock or closely held business interests. The firm also uses short‑term and trading strategies at times, and notes that more frequent trading can increase brokerage and transaction costs.
Noteworthy aspects include the unusually small client base and the firm’s practice of executing trades on an individual account basis rather than aggregating or block trading, a choice the firm links to its low number of accounts. The firm’s principal maintains an outside writing business, devoting about 30 hours per month (roughly half during market hours), and the firm does not vote client proxies, leaving proxy decisions to clients.
Client services
Portfolio management
Expertise
Concentrated stock management
Fee options
$0 - $1,500,000.00: 1.0% $1,500,000.01 - $3,000,000.00: 0.75% $3,000,000.01 - $6,000,000.00: 0.60% $6,000,000.01 - >$6,000,000.00: 0.50%
Account minimum: $500,000
Main office location
Rockridge Money Management LLC
Oakland CA, United States
Number of offices
1
Most active in
Rockridge Money Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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